Securities Lawyer

We are experienced Securities Lawyers engaged in securities disputes, registrations, compliance and litigation.

At Ascent Law, we stands for both investors and companies across the country in FINRA arbitrations. Our goal is to recoup financial investment losses for our customers from broker-dealers and monetary experts. Our customers are generally the victims of protections fraudulence, improper financial investment approaches, misrepresentations, as well as inappropriate account management. Our lawyers can assist you determine if safeties losses were the outcome of unreasonable or unlawful techniques in the brokerage firm market.

Cases prompted behalf of customers consist of suitability, churning, unauthorized trading, breach of fiduciary duty, scams, as well as negligent misrepresentation. However, protections fraudulence could take lots of forms as well as could not be quickly visible. Some advisors put their investors in high threat, high commission products without adequately divulging the threats of those products to their customers. They also engage in churning the account to generate money for themsevles. We have represented clients before NYSE Arbitration panels. A number of these financial investment items could drain client accounts, are typically illiquid, and also can annihilate retirement planning.

We can help you in regards to:

Securities Registration

Securities Fraud

Commercial Litigation

Breach of Fiduciary Duty

Unsuitable Investment Strategy

Unauthorized Trading

Ponzi Schemes

Broker Theft

Churning (excessive trading)

Failure to Supervise

Elder Abuse

Margin & Securities Backed Loans

Partnership Disputes

Free Consultation with a Securities Lawyer

If you are here, you probably have a securities issue you need help with, call Ascent Law for your free consultation (801) 676-5506. We want to help you.

Michael Anderson

People who want a lot of Bull go to a Butcher. People who want results navigating a complex legal field go to a Lawyer that they can trust. That’s where I come in. I am Michael Anderson, an Attorney in the Salt Lake area focusing on the needs of the Average Joe wanting a better life for him and his family. I’m the Lawyer you can trust. I grew up in Utah and love it here. I am a Father to three, a Husband to one, and an Entrepreneur. I understand the feelings of joy each of those roles bring, and I understand the feeling of disappointment, fear, and regret when things go wrong. I attended the University of Utah where I received a B.A. degree in 2010 and a J.D. in 2014. I have focused my practice in Wills, Trusts, Real Estate, and Business Law. I love the thrill of helping clients secure their future, leaving a real legacy to their children. Unfortunately when problems arise with families. I also practice Family Law, with a focus on keeping relationships between the soon to be Ex’s civil for the benefit of their children and allowing both to walk away quickly with their heads held high. Before you worry too much about losing everything that you have worked for, before you permit yourself to be bullied by your soon to be ex, before you shed one more tear in silence, call me. I’m the Lawyer you can trust.

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